Disclosures & Investor Charter

General disclosures

Wahab Khan is a SEBI Registered Research Analyst, Registration No. INH000016029 (valid up to May 06, 2029), BSE Enlistment No. 6146. Research and analysis provided through Trading Sky is for informational and educational purposes only and does not constitute personalised investment advice; it does not account for any individual's specific objectives, financial situation, or needs. Please consult a qualified financial advisor before acting on any recommendation.

We may receive compensation from clients for research and advisory services provided, and may have business relationships with entities referenced on this site; such relationships could influence the information presented.

Risk disclosure

Standard warning: Investment in securities markets is subject to market risks. Read all related documents carefully before investing.

Registration granted by SEBI and certification from NISM in no way guarantee the performance of the intermediary or provide any assurance of returns to investors. Trading Sky is a Research Analyst, not an Investment Adviser, and does not manage funds or portfolios on behalf of clients. Past performance is not indicative of future results, and investing carries the risk of loss of principal.

AI disclosure

Where AI-based tools are used to assist with drafting, formatting, or translating research communication for Trading Sky, all final research views, calls and recommendations are reviewed and approved by Wahab Khan before publication. AI tools are not used to generate investment recommendations autonomously, and no AI system replaces the analyst's judgment or accountability for research issued.

Anti-Money Laundering (AML)

Trading Sky follows applicable Anti-Money Laundering (AML) and Know Your Customer (KYC) norms prescribed by SEBI for registered intermediaries, including client identification and record-keeping requirements, and reports suspicious activity as required under applicable law.

Investor Charter

A. Vision and mission statements for investors

Vision: Invest with knowledge & safety.

Mission: Every investor should be able to invest in the right investment products based on their needs, manage and monitor them to meet their goals, access reports and enjoy financial wellness.

B. Details of business transacted by the Research Analyst

To publish research reports based on the research activities of the RA.
To provide an independent, unbiased view on securities.
To offer unbiased recommendations, disclosing any financial interest in recommended securities.
To provide research recommendations based on analysis of publicly available information and known observations.
To conduct an audit annually.
To ensure all advertisements adhere to the Advertisement Code for Research Analysts.
To maintain records of interactions with all clients, including prospective clients, where any conversation related to research services has taken place.

C. Details of services provided to investors

Onboarding of clients — sharing terms and conditions of research services, and completing KYC of fee-paying clients.
Disclosure to clients, including:
- Material information for informed decisions — business activity, disciplinary history, terms of service, associates, risks and conflicts of interest.
- The extent of use of Artificial Intelligence tools in providing research services.
- Any material conflict of interest when distributing third-party research.
- Any conflict of interest between research services and the analyst's other activities.
Distributing research reports and recommendations to clients without discrimination.
Maintaining confidentiality of a research report until it is made available in the public domain.
Respecting data privacy rights and protecting confidential client information from unauthorised use.
Disclosing service timelines and adhering to them.
Providing clear guidance and caution notices for complex or high-risk products.
Treating all clients with honesty and integrity, and maintaining confidentiality of client information except where legally required or consented to.

D. Grievance redressal mechanism and how to access it

1. Mode of filing a complaint with the Research Analyst: An investor may approach the concerned Research Analyst directly, who shall strive to redress the grievance immediately, and not later than 21 days from receipt.

Mode of filing on SCORES or with RAASB:

SCORES 2.0 — SEBI's centralised, web-based grievance redressal system, with a two-level review (first by RAASB, then by SEBI). scores.sebi.gov.in →
Email to the designated email ID of RAASB.

2. If unsatisfied with the resolution, the investor may file the complaint on the SMARTODR platform for resolution through online conciliation or arbitration.

Physical complaints may be sent to: Office of Investor Assistance and Education, Securities and Exchange Board of India, SEBI Bhavan, Plot No. C4-A, 'G' Block, Bandra-Kurla Complex, Bandra (E), Mumbai – 400 051.

E. Rights of investors

Right to privacy and confidentiality, and to transparent, fair and equitable treatment.
Right to adequate information, and to initial and continuing disclosure of all statutory and regulatory matters.
Right to fair and true advertisement, and awareness of service parameters, turnaround times and timelines.
Right to be heard and to satisfactory, timely grievance redressal.
Right to exit a product or service per agreed terms, and to clear guidance on complex or high-risk products.
Additional rights for vulnerable consumers, including suitable access regardless of ability.
Right to provide feedback, and protection against coercive, unfair or one-sided clauses.

F. Expectations from investors

Do's: deal only with a SEBI-registered Research Analyst with a valid registration certificate; verify the SEBI registration number; review disclosures before investing; pay fees only through banking channels with signed receipts (or via RAASB's Centralized Fee Collection Mechanism, CeFCoM, where applicable); check research recommendations before trading; ask questions and seek clarification, particularly for complex products; know that you may stop the service or give feedback at any time; and inform SEBI if any analyst offers assured or guaranteed returns.

Don'ts: never provide funds directly to a Research Analyst; don't act on luring advertisements or market rumours; don't be drawn in by limited-period discounts, gifts or incentives; and never share trading, demat or bank login credentials with a Research Analyst.